Alex Blow Hargrove

Capital Investment Advisory Services, LLC

48 Years of Experience

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Firm Information

Capital Investment Advisory Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

106 advisors

Number of Clients

5,673 clients

Average Client Portfolio

$340K average

Assets Under Management

$1.9B

Fee Structure

Minimum Annual Fee:$500

Financial Plan Fee:$500 - $2,500

Hourly Rate:Up to $250/hr

CIAS's basic fee for portfolio management is up to 2% annually, but this is negotiable. Fees for financial planning and portfolio review services range from $500 to $2,500 on a fee basis or up to $250/hour. There is no minimum account size, but accounts may be subject to a minimum annual fee of $500, which may be negotiable.

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Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate Planning

Advisor Information

Office location

5815 Oleander Drive, Ste 105, Wilmington, NC, 28403

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Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

February 2019

Customer Dispute

November 2002

Settled

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Other Business Activities

Alex is a member of the Board of Directors for Good Shepherd Ministries, a charity providing shelter and food for the homeless. Alex also owns family farms in Edgecombe County, NC, collecting rent annually, and is the sole owner of Hargrove Financial, LLC, though it currently has no activity.