Steven Paul Boero

Rubicon Advisors

45 Years of Experience

View SEC Summary

Firm Information

Rubicon Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

8 advisors

Number of Clients

1,278 clients

Average Client Portfolio

$266K average

Assets Under Management

$340.2M

Fee Structure

Financial Plan Fee:Up to $5,000

Hourly Rate:Up to $350/hr

The maximum annual fee for Comprehensive Portfolio Management is 1.75%, negotiable based on assets managed and engagement complexity. Fees are billed quarterly in advance. LPL Sponsored Advisory Programs have maximum fees up to 1.80%, or 1.35% for Guided Wealth Portfolios. Financial planning and consulting are charged hourly (up to $350/hour) or flat fee (up to $5,000). Retirement Plan Consulting is billed hourly, flat fee, or percentage of plan assets. Clients may incur transaction fees or fund expenses charged by custodians or funds.

View Full Brochure on SEC

Areas of Practice

Investment ManagementEstate PlanningRetirement PlanningEducation PlanningTax Planning

Advisor Information

Office location

1640 East Cypress, Suite A, Redding, CA, 96002

Get directions

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Criminal

November 1973

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Steven is involved in several business activities, including real estate rental, a family ranch, and wine-making for personal consumption. He spends nearly full-time working as an investment advisor through Rubicon Advisors and Boero Financial, and also offers life insurance, dedicating minimal time to it.