DB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
85 clients
Average Client Portfolio
$124.7M average
Assets Under Management
$10.6B
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
CapAcuity's compensation is fee-based, including fixed or asset-based fees, asset-based product compensation, and fee-offset compensation. Fees are negotiable and documented in the investment advisory agreement. Clients are responsible for third-party fees. Certain associates are affiliated with CapAcuity Securities, Inc., and may receive compensation for the sale of investment products, which may create a conflict of interest. In some cases, CapAcuity LLC receives fee-offset compensation from COLI policies.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
Frisco, TX
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capacuity Securities, INC.
November 2022 - Present · 3 yrs 2 mos
Capacuity Securities, INC.Broker
November 2022 - Present · 3 yrs 2 mos
Capacuity LLC
October 2022 - Present · 3 yrs 3 mos
Previous Registrations
Newport Group Consulting, LLC
January 2018 - August 2022 · 4 yrs 7 mos
Newport Group Securities, INC.
February 2015 - December 2017 · 2 yrs 10 mos
Newport Group Securities, INC.Broker
October 2010 - August 2022 · 11 yrs 10 mos
Metlife Securities INC.Broker
November 2009 - September 2010 · 10 mos
New England SecuritiesBroker
December 2008 - February 2010 · 1 yr 2 mos
Fas CORP.Broker
August 2004 - January 2009 · 4 yrs 5 mos
Bg Worldwide Securities, INC.Broker
January 2004 - August 2004 · 7 mos
UBS Financial Services INC. Broker
July 2002 - January 2004 · 1 yr 6 mos
One Securities Corporation Broker
November 1998 - July 2002 · 3 yrs 8 mos
MML Investors Services, INC. Broker
March 1996 - April 1996 · 1 mo
Mutual Service CorporationBroker
April 1995 - December 1998 · 3 yrs 8 mos
Fringe Benefit Investment Services, INC.Broker
August 1994 - April 1995 · 8 mos
G. R. Phelps & Co., INC.Broker
February 1992 - March 1996 · 4 yrs 1 mo
New England SecuritiesBroker
February 1992 - July 1994 · 2 yrs 5 mos
Directed Services, INC.Broker
September 1988 - May 1989 · 8 mos
Mutual Benefit Financial Service CompanyBroker
June 1988 - May 1991 · 2 yrs 11 mos
Mutual Benefit Financial Service CompanyBroker
October 1987 - May 1991 · 3 yrs 7 mos
New England Securities CorporationBroker
January 1986 - November 1987 · 1 yr 10 mos
Sma Equities, INC.Broker
February 1985 - December 1985 · 10 mos
Pruco Securities Corporation Broker
May 1984 - March 1985 · 10 mos
Pruco Securities Corporation Broker
October 1982 - January 1984 · 1 yr 3 mos
The Prudential Insurance Company of AmericaBroker
March 1982 - January 1984 · 1 yr 10 mos
State Registrations38 states
AKALARAZCACOCTDEFLGAHIIAIDILINKSKYMAMDMIMNMONCNENJNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.