Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.75% |
| $2.0M - $3.0M | 1.50% |
| $3.0M - $4.0M | 1.25% |
| $4M+ | 1.00% |
UIM may, at its sole discretion and under special circumstances, negotiate its fee.
Fee Estimator
UIM provides discretionary and non-discretionary investment advisory services to individuals, high net worth individuals, institutions, and trusts. Fees for investment advisory services are generally based upon the client's assets under management and are billed quarterly in advance. Annual fees are as follows: First $2,000,000 1.75%, $2,000,001 - $3,000,000 1.50%, $3,000,001 - $4,000,000 1.25 %, Over $4,000,001 1.00%. UIM may, at its sole discretion and under special circumstances, negotiate its fee. The minimum asset size for a new account is $100,000 for Individual Accounts and $250,000 for Institutional Accounts. However, at its sole discretion, UIM may accept an account with an asset size less than these levels.
Areas of Practice
Advisor Information
Office location
141 W. Jackson Blvd., Suite 1340A, Chicago, IL, 60604
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a Finra Arbitrator since 2016 and the President of Uhlmann Investment Management, an SEC Registered Investment Advisor, since 2001. He spends a few hours per week on investment advisor services and minimal time during trading hours.