DW
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
57 advisors
Number of Clients
1,958 clients
Average Client Portfolio
$175K average
Assets Under Management
$343.5M
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
The maximum annual fee for the APM program is 2.50%, billed quarterly in advance. Fees are negotiable at the discretion of RIA or the Financial Advisor. Clients may incur additional costs such as mutual fund internal management fees. Clients can terminate their agreement with written notice, and unearned fees will be refunded.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningInsurance Planning
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Advisor Information
Office location
Seattle, WA
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2024Pending
Customer Dispute
March 2022Settled
Regulatory
March 2016Final
Customer Dispute
October 2003Denied
Other Business ActivitiesSells Insurance
Donald is a licensed insurance agent since 1981 and spends a few hours per week selling fixed, term, or equity index insurance products. He also works full-time as an investment advisor representative at Realta Investment Advisors, Inc. and dedicates a few hours per week as a flight attendant for Alaska Airlines.
Employment History
Current Registrations
Realta Equities, INC.
July 2023 - Present · 2 yrs 6 mos
Realta Equities, INC.Broker
July 2023 - Present · 2 yrs 6 mos
Realta Investment Advisors, INC
June 2023 - Present · 2 yrs 7 mos
Previous Registrations
Titan Securities
December 2017 - June 2023 · 5 yrs 6 mos
Titan SecuritiesBroker
March 2010 - June 2023 · 13 yrs 3 mos
Kms Financial Services, INC
October 2008 - September 2009 · 11 mos
Kms Financial Services, INC.Broker
October 2008 - September 2009 · 11 mos
Investment Advisors International, INC.
May 2007 - October 2008 · 1 yr 5 mos
World Group Securities, INC.Broker
April 2002 - October 2008 · 6 yrs 6 mos
Wma Securities, INC.Broker
June 1994 - April 2002 · 7 yrs 10 mos
Intersecurities, INC. Broker
April 1992 - June 1994 · 2 yrs 2 mos
First American National Securities, INC. Broker
December 1983 - April 1990 · 6 yrs 4 mos
State Registrations3 states
IDTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.