CW

Craig M Wiener

39 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
23 advisors
Number of Clients
3,147 clients
Average Client Portfolio
$459K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$25K
Financial Planning:Charged separately

Fees for asset management services are negotiable, with a maximum annual fee of 2.00%. Advisory fees are charged in arrears each calendar quarter, based on the portfolio value on the last business day of the quarter. Fees for partial periods are pro-rated. The firm also charges a 0.05% annual reporting fee, billed monthly. Financial planning is available for a fee, billed as a one-time fee or monthly retainer.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

Memphis, TN

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Regulatory History (1)
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Criminal
October 1988
Final Disposition
Employment History
Current Registrations
Alden Capital
March 2025 - Present · 10 mos
Alden Investment Group
March 2025 - Present · 10 mos
J. Alden Associates, INC.Broker
March 2025 - Present · 10 mos
J. Alden Associates, INC.
March 2025 - Present · 10 mos
Previous Registrations
Realta Investment Advisors, INC
December 2018 - March 2025 · 6 yrs 3 mos
Realta Equities, INC.Broker
December 2018 - March 2025 · 6 yrs 3 mos
B. Riley Wealth ManagementBroker
January 2014 - December 2018 · 4 yrs 11 mos
B Riley Wealth Management
January 2014 - December 2018 · 4 yrs 11 mos
Aaron Capital Incorporated
May 2009 - January 2014 · 4 yrs 8 mos
Aaron Capital IncorporatedBroker
September 2008 - January 2014 · 5 yrs 4 mos
Aaron Capital, Incorporated
April 2008 - December 2008 · 8 mos
Wunderlich Securities, INC.
March 2004 - April 2008 · 4 yrs 1 mo
Wunderlich Securities, INC.Broker
November 2000 - April 2008 · 7 yrs 5 mos
Painewebber Incorporated Broker
June 1997 - December 2000 · 3 yrs 6 mos
Morgan Keegan & Company, INC.Broker
November 1987 - June 1997 · 9 yrs 7 mos
The Stuart-James Company, INC.Broker
December 1985 - November 1987 · 1 yr 11 mos
State Registrations13 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.