Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| $0K - $500K | 2.00% |
| $500K - $1.0M | 1.35% |
| $1.0M - $1.5M | 1.20% |
| $1.5M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5M+ | 0.85% |
Fees negotiable for accounts over $5 million.
Fee Estimator
Investment Supervisory Services (ISS) fees are based on a percentage of assets under management. For accounts over $5 million, fees are negotiable. Financial planning fees are generally included in the investment advisory fee, but may be charged hourly or as a fixed fee for standalone services. A minimum of $250,000 of assets under management is generally required to establish a client relationship, but this may be negotiable.
Areas of Practice
Advisor Information
Office location
100 Smith Ranch Road, Suite 110, San Rafael, CA, 94903
Get directionsRegulatory History (2)
Judgment / Lien
April 2023Judgment / Lien
May 2009Other Business Activities
Terry is a director, officer, and owner of Completax Planning, Inc., providing tax, accounting, and estate planning services since 1980. This takes nearly full-time, with a significant portion during securities trading hours.