RC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
13 advisors
Number of Clients
4,597 clients
Average Client Portfolio
$543K average
Assets Under Management
$2.5B
Fee Structure
Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.65% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$1,000 - $6,500
BWFA offers financial planning, investment management and tax services. Financial planning fees are fixed based on the project scope, such as $6,500 for a retirement plan or $1,000 for financial plan reviews. Investment management fees are based on a percentage of assets under management. Tax preparation fees are based on the number and type of forms required. Employer-sponsored retirement plan services fees are negotiable and typically range from 0.25% to 0.75%.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningBusiness OwnersFinancial Planning & Coaching
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Advisor Information
Office location
5950 Symphony Woods Rd., Suite 600, Columbia, MD, 21044
Get directionsRC
Contact
Robert G CarpenterRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008Award / Judgment
Employment History
Current Registrations
Baltimore-Washington Financial Advisors
July 2012 - Present · 13 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, INC.
March 2011 - July 2012 · 1 yr 4 mos
Ameriprise Financial Services, INC. Broker
March 2011 - July 2012 · 1 yr 4 mos
Wells Fargo Advisors, LLC
April 2007 - November 2010 · 3 yrs 7 mos
Wells Fargo Advisors, LLC Broker
April 2007 - November 2010 · 3 yrs 7 mos
Ryan Beck & CO.Broker
April 2002 - April 2007 · 5 yrs
Ryan Beck & CO.
April 2001 - April 2007 · 6 yrs
Gruntal & Co., L.L.C.Broker
July 1999 - May 2002 · 2 yrs 10 mos
The Dreyfus Service Corporation Broker
March 1998 - July 1999 · 1 yr 4 mos
Prudential Securities IncorporatedBroker
April 1995 - November 1997 · 2 yrs 7 mos
Citicorp Investment ServicesBroker
March 1994 - April 1995 · 1 yr 1 mo
Linsco/private Ledger CORP. Broker
January 1994 - July 1994 · 6 mos
Painewebber Incorporated Broker
December 1993 - December 1993 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
February 1990 - December 1993 · 3 yrs 10 mos
J. W. Gant & Associates, INC.Broker
December 1989 - January 1990 · 1 mo
State Registrations2 states
MDTX
Advisor
Exams
No exam information available for this advisor.