CM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
72 advisors
Number of Clients
4,545 clients
Average Client Portfolio
$377K average
Assets Under Management
$1.7B
Fee Structure
Financial Plan Fee:$100 - $10,000
NBCS offers financial planning services for a negotiated flat fee or a percentage of assets under management, or a combination of both. The financial planning fee typically ranges from $100 to $10,000, depending on the complexity of the client's situation. Advisory fees are not charged for insurance analysis. The client is not obligated to implement the financial plan with NBCS.
Areas of Practice
Financial Planning & Coaching
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Advisor Information
Office location
225 East Columbia Street, Farmington, MO, 63640
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015Closed-No Action
Other Business Activities
Cynthia owns and operates a music performance business since 1998. This activity requires a few hours per week.
Employment History
Current Registrations
Nbc Securities, INC.
June 2019 - Present · 6 yrs 7 mos
Nbc Securities, INC. Broker
June 2019 - Present · 6 yrs 7 mos
Previous Registrations
First State Financial Management
September 2009 - June 2019 · 9 yrs 9 mos
First State Financial Management, INC.Broker
September 1998 - June 2019 · 20 yrs 9 mos
American Express Financial Advisors INC. Broker
September 1991 - September 1998 · 7 yrs
Ids Life Insurance CompanyBroker
September 1991 - September 1998 · 7 yrs
First American National Securities, INC. Broker
March 1990 - October 1991 · 1 yr 7 mos
State Registrations9 states
COFLILMONEORSDTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.