JL
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
233 clients
Average Client Portfolio
$510K average
Assets Under Management
$118.7M
Fee Structure
Minimum Investment:$15K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.10% |
Fees are negotiable at the sole discretion of the adviser.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
You'll pay an annual fee based on the value of your managed assets. For example, the fee is 1.50% on the first $500,000, and it decreases as your account size increases. The minimum account size is $15,000, but this may be waived at the adviser's discretion. Fees are negotiable at the sole discretion of the adviser.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax Planning
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Advisor Information
Office location
310 W Main St. Ave, Round Rock, TX, 78664
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2005Denied
Customer Dispute
May 2001Denied
Other Business Activities
John is the president/financial advisor for Animas Capital Management and Advanced Wealth Strategies Group, spending about a quarter of his time on each. He also manages several other businesses and entities, including authoring books, managing an office building, and overseeing operations for STA Capital LLC.
Employment History
Current Registrations
Arkadios CapitalBroker
April 2025 - Present · 9 mos
RIA Wealth Advisors, LLC
February 2023 - Present · 2 yrs 11 mos
Previous Registrations
Diversify Advisory Services, LLC
February 2025 - April 2025 · 2 mos
RIA Advisors
January 2020 - July 2023 · 3 yrs 6 mos
Integrated Advisors Network LLC
September 2015 - January 2020 · 4 yrs 4 mos
Dfpg Investments, LLCBroker
July 2015 - April 2025 · 9 yrs 9 mos
First Allied Securities, INC.Broker
May 2008 - July 2015 · 7 yrs 2 mos
First Allied Advisory Services, INC.
January 2007 - July 2015 · 8 yrs 6 mos
Ffp Securities, INC.Broker
March 1993 - May 2008 · 15 yrs 2 mos
Ffp Advisory Services INC
March 1993 - January 2007 · 13 yrs 10 mos
First American National Securities, INC. Broker
April 1990 - May 1991 · 1 yr 1 mo
State Registrations24 states
ARAZCACOFLILINLAMAMIMNMOMTNJNMNYOKPASCSDTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.