BF

Brett Michael Frum

21 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
35 advisors
Number of Clients
1,145 clients
Average Client Portfolio
$159K average
Assets Under Management
$182.6M

Fee Structure

Minimum Investment:$25K
Financial Plan Fee:$150 - $1,000
Hourly Rate:$50 - $150/hr

Fees for asset management programs range from 0.5% to less than 3% annually, as agreed upon in writing. The smaller the portfolio, the larger the fee, and conversely. Financial planning and appraisal services are based on hourly ($50-$150) or fixed fees ($150-$1,000). Third-party management programs have their own fee schedules. A $25,000 minimum account requirement may be waived. Fees are negotiable within the stated ranges.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
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Advisor Information

Office location

3061 Allied Street, Suite B, Green Bay, WI, 54304

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1994
Final
Other Business ActivitiesSells Insurance

Brett is the Director of Sales and Distribution for TradeBacked Inc, dedicating about 35 hours per week. He also spends a few hours per week selling fixed annuities and life insurance products.

Employment History
Current Registrations
Kcd Financial, INC.
August 2022 - Present · 3 yrs 5 mos
Kcd Financial, INC.
November 2021 - Present · 4 yrs 2 mos
Kcd Financial, INC. Broker
November 2021 - Present · 4 yrs 2 mos
Previous Registrations
Aei Securities, INC.Broker
April 2021 - August 2021 · 4 mos
Patrick Capital Markets, LLCBroker
July 2018 - June 2019 · 11 mos
Provasi Capital Partners LPBroker
June 2014 - April 2018 · 3 yrs 10 mos
Bic Distributors, LLCBroker
January 2014 - June 2014 · 5 mos
Mbsc Securities Corporation
April 2007 - June 2013 · 6 yrs 2 mos
Mbsc Securities Corporation Broker
April 2007 - June 2013 · 6 yrs 2 mos
Prudential Investments LLC
February 2006 - May 2006 · 3 mos
Prudential Investment Management Services LLCBroker
February 2006 - April 2007 · 1 yr 2 mos
Thornburg Securities CorporationBroker
June 2004 - June 2005 · 1 yr
Seligman Advisors, INC.Broker
March 2001 - September 2003 · 2 yrs 6 mos
Deutsche Banc Alex. Brown INC. Broker
March 2001 - March 2001 · 0 mos
Painewebber Incorporated Broker
November 1992 - March 1993 · 4 mos
Hibbard Brown & Co., INC.Broker
September 1991 - November 1992 · 1 yr 2 mos
State Registrations5 states
ALFLMNORTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.