BC
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
67 advisors
Number of Clients
1,340 clients
Average Client Portfolio
$36.5M average
Assets Under Management
$48.9B
Fee Structure
Fees for investment services are negotiable and can be a flat dollar fee or a percentage of assets. USI Advisors may calculate and deduct fees directly from client accounts or bill separately. Clients can terminate the agreement with 30 days' written notice. Some scenarios involve the implementation of a minimum fee/charge, which will be specified in the Investment Advisory Agreement.
Areas of Practice
Retirement Planning
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Advisor Information
Office location
95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Usi Advisors
July 2024 - Present · 1 yr 6 mos
Usi Securities, INC. Broker
May 2024 - Present · 1 yr 8 mos
Previous Registrations
ICMA Retirement Corporation
June 2018 - March 2021 · 2 yrs 9 mos
Icma-Rc Services, LLCBroker
June 2018 - March 2021 · 2 yrs 9 mos
Horace Mann Investors, INC. Broker
July 2016 - May 2018 · 1 yr 10 mos
Horace Mann Investors, INC.
July 2016 - May 2018 · 1 yr 10 mos
Tiaa-Cref Advice and Planning Services
November 2009 - March 2015 · 5 yrs 4 mos
Tiaa-Cref Individual & Institutional Services, LLC Broker
November 2009 - March 2015 · 5 yrs 4 mos
Teachers Personal Investors Services, INC.Broker
November 2009 - August 2010 · 9 mos
Aig Retirement Advisors, INC.
August 2001 - December 2008 · 7 yrs 4 mos
Aig Retirement Advisors, INC. Broker
May 1999 - December 2008 · 9 yrs 7 mos
The Variable Annuity Marketing CompanyBroker
March 1993 - December 2001 · 8 yrs 9 mos
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.