RR
CFP · ChFC

Richard Ronald Romero

24 Years of Experience

Firm Information

Compensation
Fixed/Hourly
Number of Advisors
14 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Financial Plan Fee:$5,500 - $15,000
Hourly Rate:Up to $300/hr

Q3 Advisors charges fixed fees for Rothology ($9,300) and Rothology Legacy ($6,900). Comprehensive financial planning ranges from $5,500 to $15,000 per year. A la carte planning includes a $1,000 setup fee (potentially waived) plus $2,000 per module, or $1,500 for each additional module purchased at the same time. Prepayment of fees is required, but no more than $1,200 for services rendered six months or more in advance. Clients may pay via Apple Pay, credit card (with a 3% processing fee), or ACH transfer.

Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
Loading...

Advisor Information

Office location

Herndon, VA

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Q3 Advisors, LLC
March 2024 - Present · 1 yr 10 mos
Previous Registrations
Pruco Securities, LLC. Broker
January 2023 - March 2024 · 1 yr 2 mos
Prudential Financial Planning Services
January 2023 - March 2024 · 1 yr 2 mos
Ameriprise Financial Services, LLC Broker
February 2020 - January 2023 · 2 yrs 11 mos
Ameriprise Financial Services, LLC
February 2020 - January 2023 · 2 yrs 11 mos
Prudential Financial Planning Services
August 2018 - January 2020 · 1 yr 5 mos
Pruco Securities, LLC. Broker
July 2018 - January 2020 · 1 yr 6 mos
Cuso Financial Services, L.P.
March 2016 - July 2018 · 2 yrs 4 mos
Cuso Financial Services, L.P. Broker
March 2016 - July 2018 · 2 yrs 4 mos
Hsbc Securities (usa) INC.
August 2014 - April 2016 · 1 yr 8 mos
Hsbc Securities (usa) INC. Broker
August 2014 - April 2016 · 1 yr 8 mos
Lara, May & Associates, LLC
June 2012 - July 2013 · 1 yr 1 mo
Lara, May & Associates, LLCBroker
June 2012 - July 2013 · 1 yr 1 mo
Bb&t Investment Services, INC.
August 2010 - June 2012 · 1 yr 10 mos
Bb&t Investment Services, INC.Broker
August 2010 - June 2012 · 1 yr 10 mos
Sanders Morris Harris INC. Broker
May 2010 - May 2010 · 0 mos
Bb&t Investment Services, INC.
July 2007 - September 2007 · 2 mos
Suntrust Investment Services, INC.
October 2004 - July 2005 · 9 mos
Suntrust Investment Services, INC.Broker
September 2004 - July 2005 · 10 mos
Lincoln Financial Advisors Corporation
January 2003 - September 2003 · 8 mos
Lincoln Financial Advisors CorporationBroker
January 2003 - September 2003 · 8 mos
The Lincoln National Life Insurance CompanyBroker
January 2003 - September 2003 · 8 mos
Gv Capital Management,inc.
June 2002 - October 2002 · 4 mos
Gv Financial Advisors, INC.
June 2002 - October 2002 · 4 mos
Securian Financial Services, INC.Broker
June 2002 - October 2002 · 4 mos
Morgan Stanley Dw INC.Broker
May 1997 - May 2002 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
June 1994 - May 1997 · 2 yrs 11 mos
Dickinson & CO.Broker
August 1993 - June 1994 · 10 mos
State Registrations1 state
VA
Advisor
Exams
No exam information available for this advisor.