Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.35% |
| $1.0M - $2.0M | 1.10% |
| $2M+ | 1.00% |
Annual fees in international advisory accounts may range up to 2%. All fees are negotiable between the client and FSAM.
Fee Estimator
FSAM charges fees based on a percentage of assets under management, calculated annually and billed quarterly in advance. For Advisor Managed Accounts, fees range from 1.00% to 1.50% depending on the account size. International advisory accounts may range up to 2%. These fees are negotiable. Clients may also incur brokerage commissions, transaction fees, and other related costs. Variable Annuity Sub-Account Management Services are charged a 1.5% annualized fee. Managed360 Program and AssetMark Platform fees vary based on the program selected, plus a fee to FSAM for its services. A Puerto Rico Reporting Fee of $50.00 is charged for accounts holding Puerto Rico securities. International accounts are charged an annual account fee of $375.
Areas of Practice
Advisor Information
Office location
GAM Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968
Get directionsRegulatory History (18)
Judgment / Lien
August 2022Customer Dispute
August 2020Customer Dispute
June 2019Customer Dispute
March 2019Customer Dispute
January 2019Customer Dispute
December 2018Customer Dispute
November 2018Customer Dispute
April 2018Customer Dispute
December 2017Customer Dispute
August 2017Customer Dispute
April 2016Customer Dispute
September 2015Customer Dispute
January 2015Customer Dispute
December 2014Customer Dispute
September 2014Customer Dispute
July 2014Customer Dispute
October 2013Customer Dispute
September 2006Other Business Activities
Hector is a senior partner at Overture Inc., dedicating nearly all of his time to financial sales. He is also a partner at AOM Digital, Sport & Entertainment Marketing, spending about 10% of his time on consulting, and an investment advisor for Naven Investment Group, spending a few hours per week overseeing investments.