LP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
43 advisors
Number of Clients
1 client
Average Client Portfolio
$6.9B average
Assets Under Management
$6.9B
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Advisor Information
Office location
330 Madison Avenue, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Leigh is a board member of a residential building co-op since August 2024. This activity requires minimal time and is not investment related.
Employment History
Current Registrations
Guggenheim Funds Distributors, LLC Broker
April 2015 - Present · 10 yrs 9 mos
Guggenheim Partners Investment Management, LLC
May 2013 - Present · 12 yrs 8 mos
Previous Registrations
Guggenheim Securities, LLCBroker
January 2013 - April 2015 · 2 yrs 3 mos
Rydex Distributors, LLCBroker
July 2010 - December 2012 · 2 yrs 5 mos
Xt Capital Partners, LLCBroker
April 2009 - August 2009 · 4 mos
Invesco Aim Distributors, INC.Broker
December 2007 - December 2008 · 1 yr
At Investor Services, INC.Broker
July 2005 - December 2007 · 2 yrs 5 mos
Amvescap Services, INC.Broker
May 2000 - July 2005 · 5 yrs 2 mos
The Dreyfus Service Corporation Broker
June 1999 - April 2000 · 10 mos
Nationsbanc Montgomery Securities LLCBroker
October 1997 - January 1998 · 3 mos
Charles Schwab & Co., INC. Broker
March 1997 - June 1999 · 2 yrs 3 mos
Montgomery SecuritiesBroker
January 1996 - October 1997 · 1 yr 9 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.