AJ

Andrew Harris Jacobson

27 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
29 advisors
Number of Clients
2,358 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$3.4B

Fee Structure

Financial Plan Fee:$500 - $5,000

SteelPeak charges fixed fees for financial planning and consulting, ranging from $500 to $5,000, depending on the scope and complexity. Investment management fees range from 0.75% to 1.75% annually, based on assets under management. Fees are prorated and charged quarterly in advance. The firm may offset financial planning fees if the client engages them for investment advisory services. The Firm does take a management fee for its services to Long- Short (discounted to 0.50% per annum for SteelPeak clients from 1.50% per annum for non-SteelPeak clients) and Goal -Line (charged based on each limited partner’s capital commitments and discounted to 1.00% per annum for SteelPeak clients from 1.50% per annum for non-SteelPeak clients).

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate Planning
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Advisor Information

Office location

21650 Oxnard Street, Suite 2300, Woodland Hills, CA, 91367

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Settled
Employment History
Current Registrations
Steelpeak Wealth, LLC
August 2017 - Present · 8 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC Broker
November 2013 - September 2017 · 3 yrs 10 mos
Wells Fargo Clearing Services, LLC
November 2013 - September 2017 · 3 yrs 10 mos
Morgan Stanley
June 2009 - December 2013 · 4 yrs 6 mos
Morgan Stanley Broker
June 2009 - December 2013 · 4 yrs 6 mos
Citigroup Global Markets INC.
March 2008 - June 2009 · 1 yr 3 mos
Citigroup Global Markets INC. Broker
March 2008 - June 2009 · 1 yr 3 mos
UBS Financial Services INC.
January 2005 - April 2008 · 3 yrs 3 mos
UBS Financial Services INC. Broker
January 2005 - April 2008 · 3 yrs 3 mos
Morgan Stanley
December 1998 - February 2005 · 6 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 1998 - February 2005 · 6 yrs 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.