AS

Alexis V Schumann

23 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
11,523 clients
Average Client Portfolio
$327K average
Assets Under Management
$3.8B

Fee Structure

NEXT Financial Group offers various advisory programs with different fee structures. These include wrap fee programs where a single fee covers account management, brokerage, and administrative services. Fees are tiered and decline as the account value increases. Clients may also incur other fees and expenses. Specific fee details are available in the program brochures.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

Cave Creek, AZ

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Next Financial Group, INC.
November 2025 - Present · 2 mos
Next Financial Group, INC. Broker
March 2025 - Present · 10 mos
Cuso Financial Services, L.P.
March 2025 - Present · 10 mos
Next Financial Group, INC.
March 2025 - Present · 10 mos
Cuso Financial Services, L.P. Broker
March 2025 - Present · 10 mos
Cadaret Grant & CO INC
June 2024 - Present · 1 yr 7 mos
Cadaret, Grant & Co., INC.
June 2024 - Present · 1 yr 7 mos
Cadaret, Grant & Co., INC. Broker
June 2024 - Present · 1 yr 7 mos
Previous Registrations
Sorrento Pacific Financial, LLC Broker
March 2025 - October 2025 · 7 mos
Scf Securities, INC.Broker
March 2025 - October 2025 · 7 mos
Grove Point Investments, LLCBroker
March 2025 - October 2025 · 7 mos
Western International Securities, INC. Broker
June 2024 - October 2025 · 1 yr 4 mos
Ladenburg Thalmann & CO. INC.Broker
May 2020 - June 2024 · 4 yrs 1 mo
Triad Advisors LLCBroker
May 2020 - June 2024 · 4 yrs 1 mo
Securities America, INC.Broker
May 2020 - June 2024 · 4 yrs 1 mo
Securities Service Network, LLCBroker
May 2020 - November 2020 · 6 mos
Kms Financial Services, INC.Broker
May 2020 - November 2020 · 6 mos
Investacorp, INC.Broker
May 2020 - September 2020 · 4 mos
Osaic Wealth, INC. Broker
August 2014 - June 2024 · 9 yrs 10 mos
Fsc Securities CorporationBroker
August 2014 - November 2023 · 9 yrs 3 mos
Osaic Wealth, INC.
July 2014 - June 2024 · 9 yrs 11 mos
Woodbury Financial Services, INC.Broker
July 2014 - January 2024 · 9 yrs 6 mos
Woodbury Financial Services, INC.
July 2014 - January 2024 · 9 yrs 6 mos
Fsc Securities Corporation
July 2014 - November 2023 · 9 yrs 4 mos
Sagepoint Financial, INC.
September 2012 - September 2023 · 11 yrs
Osaic Services, INC.Broker
August 2012 - June 2024 · 11 yrs 10 mos
Householder Group Financial Advisors, LLC
April 2012 - August 2012 · 4 mos
Securities Service Network, INC.Broker
August 2011 - August 2012 · 1 yr
Ing Funds Distributor, LLCBroker
September 2005 - April 2010 · 4 yrs 7 mos
Spelman & Co., INC.Broker
June 2003 - December 2004 · 1 yr 6 mos
Sentra Securities CorporationBroker
June 2003 - December 2004 · 1 yr 6 mos
Sunamerica Securities, INC.
July 2002 - September 2005 · 3 yrs 2 mos
Sunamerica Securities, INC.Broker
June 2002 - September 2005 · 3 yrs 3 mos
Vanguard Marketing CorporationBroker
April 2001 - April 2002 · 1 yr
State Registrations2 states
ARAZ
Advisor
Exams
No exam information available for this advisor.