Doran Joseph Adhami

United Global Advisors, LLC

26 Years of Experience

View SEC Summary

Firm Information

United Global Advisors, LLC

Compensation

Fee-Only (AUM)

Number of Advisors

1 advisor

Number of Clients

78 clients

Average Client Portfolio

$542K average

Assets Under Management

$42.3M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

UGA charges a quarterly management fee of approximately 0.25% - 0.50% (1.0% - 2.0% per annum) based on the ending net asset value of the account for such quarter. Fees are deducted directly from the client account with written authorization. Clients are also responsible for fees and expenses charged by custodians and broker-dealers.

View Full Brochure on SEC

Areas of Practice

Investment Management

Advisor Information

Office location

9701 Wilshire Boulevard, Suite 1000, Beverly Hills, CA, 90212

Get directions

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2010

Denied

Customer Dispute

March 2010

Settled

Customer Dispute

March 2010

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Doran is involved in several outside business activities, including serving as a board member for two non-profit organizations, Magbit Foundation and Neuromuscular Disease Foundation. Doran also works as a portfolio manager for Ace of Swords SLP, LLC & Ace of Swords LP, owns United Global Advisors, LLC, and works as a real estate broker for Star Realty & Management Co and Brian David Adler.