Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees negotiable for accounts over $10M.
Fee Estimator
Financial planning services are offered for a flat fee of $5,000. For investment advisory services, Legacy charges a percentage of assets under management. The standard fee schedule is 1.00% for assets less than $1M, 0.80% for assets between $1M and $3M, 0.60% for assets between $3M and $5M, and 0.50% for assets between $5M and $10M. Fees are negotiable for assets over $10M. The account minimum is typically $500,000 for new clients. Legacy Protected Outcome Portfolios (POPS) have a $200,000 minimum and a flat fee of up to 1.50% per annum.
Areas of Practice
Advisor Information
Office location
Carmel, IN
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the President of LIFE Advisor Group, a business consulting firm, since 2017. He dedicates minimal time to this activity.