BV

Benjamin Howard Valore-Caplan

23 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
34 advisors
Number of Clients
1,111 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$50K

Fees for asset management are based on a percentage of assets under management and will not exceed 1.25% annually. An additional administrative fee beginning at 0.05% is charged for technology platforms. A $10 minimum quarterly technology platform fee ($40 annually) applies to each account. Financial planning and investment due diligence fees are negotiable. Subadvisor fees are in addition to IMA Private Wealth's fees. The managed assets in Private Funds will be assessed a lower advisory fee by us, not to exceed an annual fee of 50%. A minimum of $50,000 is generally required to open and maintain an advisory account or enter into a financial planning agreement, but this is negotiable.

Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

1705 17th Street, Suite 100, Denver, CO, 80202

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Settled
Customer Dispute
September 2002
Denied
Customer Dispute
July 2002
Denied
Other Business Activities

Benjamin is a partner in Vici LLC, which invests in and manages commercial real estate. The LLC receives periodic income that is distributed to the partners.

Employment History
Current Registrations
Ima Advisory Services, INC.
January 2025 - Present · 1 yr
Previous Registrations
Syntrinsic LLC
July 2023 - January 2025 · 1 yr 6 mos
Syntrinsic Investment Counsel, LLC.
November 2008 - December 2023 · 15 yrs 1 mo
UBS Financial Services INC.
December 2001 - August 2008 · 6 yrs 8 mos
State Registrations2 states
COTX
Advisor
Exams
No exam information available for this advisor.
Benjamin Howard Valore-caplan - Financial Advisor | AdvisorDiscover