AL
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
82 advisors
Number of Clients
655 clients
Average Client Portfolio
$268K average
Assets Under Management
$175.8M
Fee Structure
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.40% |
| $500K - $750K | 1.30% |
| $750K+ | 1.10% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
You'll pay an annual fee based on the value of your account. The fee is 1.50% on the first $250,000, 1.40% on the next $250,000, 1.30% on the next $250,000, and 1.10% thereafter. There is a minimum quarterly fee of $500 for accounts with an Investment Objective of Total Return, Income Oriented, Socially Conscious and Tax Aware. For an account with an Investment Objective of EnFocus ™, the minimum quarterly fee is $250. For a Companion Account with an Investment Objective of EnFocus ™, the minimum quarterly fee is $75. The W&S Wealth Solutions Fee is charged to your account each quarter, in advance.
Areas of Practice
Investment ManagementSocially Responsible InvestingTax Planning
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Advisor Information
Office location
3903 Northdale Blvd, Suite 290-E, Tampa, FL, 33624
Get directionsRegulatory History (1)
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Criminal
April 1996Final Disposition
Other Business ActivitiesSells Insurance
Adam works as a full-time sales agent for Western Southern Life in Tampa, FL.
Employment History
Current Registrations
W&s Brokerage Services, INC.
September 2023 - Present · 2 yrs 4 mos
W&s Brokerage Services, INC. Broker
August 2023 - Present · 2 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
September 2018 - August 2023 · 4 yrs 11 mos
Cetera Advisors LLCBroker
September 2018 - August 2023 · 4 yrs 11 mos
Waddell & Reed
January 2015 - September 2018 · 3 yrs 8 mos
Waddell & ReedBroker
January 2015 - September 2018 · 3 yrs 8 mos
VALIC Financial Advisors, INC.
October 2007 - September 2014 · 6 yrs 11 mos
VALIC Financial Advisors, INC. Broker
March 2005 - September 2014 · 9 yrs 6 mos
T. Rowe Price Investment Services, INC.Broker
June 2003 - February 2005 · 1 yr 8 mos
State Registrations8 states
ALFLGANCNJTNUTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.