Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
54 advisors
Number of Clients
2,599 clients
Average Client Portfolio
$661K average
Assets Under Management
$1.7B

Fee Structure

Hourly Rate:$150 - $1,000/hr

Ashton Thomas charges an annual fee based on a percentage of assets under management for investment advisory services. These fees may include financial planning and consulting services if requested. Stand-alone financial planning and consulting fees range from $150 to $1,000 per hour, depending on the service and professional involved. Clients in wrap fee programs may encounter additional non-billed expenses from mutual funds and ETFs. There is no mention of a minimum AUM fee or minimum investment amount.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance Planning
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Advisor Information

Office location

Wilmington, DE

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ashton Thomas Securities, LLC
October 2024 - Present · 1 yr 3 mos
Ashton Thomas Securities, LLC
October 2024 - Present · 1 yr 3 mos
Ashton Thomas Securities, LLC Broker
October 2024 - Present · 1 yr 3 mos
Previous Registrations
Realta Investment Advisors, INC
August 2018 - October 2024 · 6 yrs 2 mos
Realta Equities, INC.Broker
August 2018 - October 2024 · 6 yrs 2 mos
Capital One Advisors, LLC
December 2015 - August 2018 · 2 yrs 8 mos
Capital One Investing, LLCBroker
December 2015 - August 2018 · 2 yrs 8 mos
Commonwealth Financial Network
January 2015 - December 2015 · 11 mos
Commonwealth Financial Network Broker
January 2015 - December 2015 · 11 mos
Invest Financial Corporation
March 2009 - January 2015 · 5 yrs 10 mos
Invest Financial CorporationBroker
September 2007 - January 2015 · 7 yrs 4 mos
State Registrations3 states
AZDENY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.