Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UCAP provides investment management services for an annual fee based upon a percentage of the market value of the assets being managed. These fees are negotiable, but annual fees shall not exceed 2% of the assets under the Firm's management. Some representatives use a tiered fee schedule; others charge a flat percentage applied to all assets under management. Fees for financial planning services are negotiated on a case-by-case basis and charged on a fixed fee basis, ranging from $500 to $5,000 or more.
Areas of Practice
Advisor Information
Office location
1221 Brickell Avenue, Suite 2040, Miami, FL, 33131
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lourdes is a registered representative at UCAP Securities, LLC and a financial advisor at UCAP Asset Management LLC. Potential conflicts of interest are addressed in the UCAP Asset Management, LLC Compliance Manual.