Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
223 advisors
Number of Clients
6,062 clients
Average Client Portfolio
$201K average
Assets Under Management
$1.2B

Fee Structure

Calton charges investment advisory fees for portfolio management services based on a percentage of assets in clients’ accounts, up to 2.60%. These fees may be negotiable. Financial planning services are offered for a flat fixed or hourly fee, also negotiable. Additional administrative fees of up to $40 per quarter may be charged in both wrap and non-wrap, investment advisory fee-based programs. Certain clients may be charged for portfolio investment performance by Calton under specific terms in the Investment Advisory Agreement, pursuant to a performance-based fee schedule.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation PlanningEstate PlanningInsurance Planning
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Advisor Information

Office location

Worthington, OH

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Calton & Associates, INC.
April 2025 - Present · 9 mos
Calton & Associates, INC. Broker
April 2025 - Present · 9 mos
Forefront
March 2025 - Present · 10 mos
Nectarine
January 2025 - Present · 1 yr
Previous Registrations
Xypn Invest
February 2024 - April 2025 · 1 yr 2 mos
Beechmont Financial
January 2024 - April 2024 · 3 mos
Cuso Financial Services, L.P.
September 2014 - December 2023 · 9 yrs 3 mos
Cuso Financial Services, L.P. Broker
September 2014 - December 2023 · 9 yrs 3 mos
Charles Schwab & Co., INC.
November 2013 - September 2014 · 10 mos
Charles Schwab & Co., INC. Broker
July 2011 - September 2014 · 3 yrs 2 mos
State Registrations3 states
CAOHTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.