Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
792 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$250K
Hourly Rate:$200 - $300/hr

Regency's annual fees for investment supervisory services range from 0.60% to 1.20% of assets under management. A minimum of $250,000 is required for investment supervisory services and "other" non-continuous portfolio management service. There is a minimum of $1,000,000 of assets under management for retirement plans. Financial planning fees are either hourly ($200 to $300 per hour) or fixed and may be negotiated. Fees may be waived if approved by management.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Loading...

Advisor Information

Office location

1312 W Herndon, Suite 101, Fresno, CA, 93711

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Regency Investment Advisors INC
August 2023 - Present · 2 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
October 2019 - July 2023 · 3 yrs 9 mos
Citigroup Global Markets INC. Broker
October 2019 - July 2023 · 3 yrs 9 mos
Principal Securities, INC.
November 2018 - September 2019 · 10 mos
Principal Securities, INC. Broker
October 2018 - September 2019 · 11 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Ryan John Barnes - Financial Advisor | AdvisorDiscover